Asia Pacific (ASEAN Plus Three) List of securities examinations




1 asia pacific (asean plus three)

1.1 indonesia
1.2 singapore
1.3 malaysia
1.4 china
1.5 hong kong, s.a.r.
1.6 india
1.7 japan
1.8 philippines
1.9 thailand
1.10 cambodia





asia pacific (asean plus three)
indonesia

indonesia stock exchange (idx) educational programs

idx basic education program
idx intermediate education program
idx advance education program


the indonesia capital market institute (ticmi) / committee capital market professional standards (psppm)

wakil perantara pedagang efek (wppe) / broker dealer representative
wakil manajer investasi (wmi) / investment manager representative
wakil penjamin emisi efek (wpee) / underwriter representative
ahli syariah pasar modal (aspm) / shariah capital market professional



singapore

singapore college of insurance (sci)

malaysia

the securities commission of malaysia (suruhanja sekuriti) provides overview of licensing/certification in country deal in securities, derivatives, financial planning, etc.


for actual exam detail, see sidc



module 6: stock market , securities law
module 7: financial statement analysis , asset valuation
module 9: funds management regulation
module 10: asset , funds management
module 11: fundamentals of compliance
module 12: investment management , corporate finance
module 14: futures , options
module 16: rules , regulations of futures , options
module 17: securities , derivatives trading (rules , regulations)
module 18: securities , derivatives trading (products , analysis)
module 19: advisory services (rules , regulations)
module 19a: advisory services (rules , regulations) - part a
module 19b: advisory services (rules , regulations) - part b

china

ata

for futures practitioners:



china futures association

futures practitioner exam
futures analyst exam



hong kong, s.a.r.

the hong kong securities , investment institute (hksi)
joint programs hksi

hong kong exchanges , clearing limited (hkex)
the chartered institute securities & investment (cisi)
the hong kong polytechnic university
the city university of hong kong



india

national institute of securities markets
national stock exchange of india ncmp certified market professional
bombay stock exchange training & certification

japan

core knowledge inc
japanese securities dealers association (jsda)
finra series 47

philippines

securities representative certification exam (srce)
associated persons certification exam (apce)
the investment company representative certification program (icrcp)

thailand

securities analysts association (saa)

cambodia

financial institute of cambodia (fic)






Comments

Popular posts from this blog

In literature Socialist realism in Romania

Flipnote creation Flipnote Studio 3D

How CURP codes are built Unique Population Registry Code